Securities Litigation and Regulatory Investigations

P. C. Woo & Co. has strong credentials in securities litigation. Our wealth of experience dealing with regulatory issues, coupled with the prior civil and criminal enforcement experience that some of our lawyers possessed, differentiate us from our competitors in this field. We have a deep understanding on a wide range of areas such as corporate governance, accounting rules and corporate duties which enable us to bring sound legal advice to our clients. We undertake a full range of investigations covering areas such as SEC compliance, accounting rules, financial reporting, insider dealings, IPO allocation, internal controls etc.

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