Regulatory Compliance

We provide the following services:

  • Enquiry and investigation by the Securities and Futures Commission
  • Acquisition and disposition of shares, assets, businesses and companies
  • Documentation, notices, announcements and circulars involving listed companies
  • Notifiable transactions under the Securities and Futures Ordinance including very substantial acquisition, major transactions, discloseable transactions and connected transactions
  • Application for resumption for trading of shares on the stock exchange
  • Disciplinary proceedings involving listed companies

Key Contact

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